Sammy Yuk Shing Lau
劉毓盛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sammy Yuk Shing Lau (劉毓盛), CE reference AEE109. Currently licensed at 1 firm(s): Po Kay Securities & Shares Company Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-28 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-28 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-28 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-28 |