William Yan Kwai Ng
吳仁貴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Yan Kwai Ng (吳仁貴), CE reference AEE595. Currently licensed at 1 firm(s): Po Kay Securities & Shares Company Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
RO | Type 4 — Advising on securities | 2006-03-24 | present |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-03-24 | present |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-12 | present |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-10-12 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-03-24 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-03-24 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-24 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-06-28 |