Nelson Tze Shan Tang
鄧子山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Tze Shan Tang (鄧子山), CE reference AAD385. Currently licensed at 1 firm(s): Po Kay Securities & Shares Company Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-31 | present |
| King Fook Commodities Company Limited 景福商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-01-19 | 2013-07-26 |
| King Fook Securities Company Limited 景福證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-11-28 | 2013-07-26 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-11-28 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-28 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-28 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-28 |