Chor Man Kwok
郭楚雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chor Man Kwok (郭楚雯), CE reference AGL485. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 4 — Advising on securities | 2017-11-28 | 2019-03-31 |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 9 — Asset management | 2017-11-28 | 2019-03-31 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-30 | 2017-11-20 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-30 | 2017-11-20 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-27 | 2016-11-30 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-27 | 2016-11-30 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2015-09-07 | 2016-05-25 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2015-09-07 | 2016-05-25 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 — Asset management | 2015-09-07 | 2016-05-25 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2011-08-15 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-25 | 2011-08-15 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-06-06 | 2011-08-15 |
| CIBC Global Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2006-05-09 | 2007-01-18 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2004-07-28 | 2006-04-01 |