Chor Man Kwok
郭楚雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chor Man Kwok (郭楚雯), a licensed former licensee with CE reference AGL485. This person has 9.8 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 4 - Advising on securities | 2017-11-28 | 2019-03-31 |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 9 - Asset management | 2017-11-28 | 2019-03-31 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-11-30 | 2017-11-20 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 9 - Asset management | 2016-11-30 | 2017-11-20 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-27 | 2016-11-30 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-09-27 | 2016-11-30 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2015-09-07 | 2016-05-25 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2015-09-07 | 2016-05-25 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 - Asset management | 2015-09-07 | 2016-05-25 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-25 | 2011-08-15 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-25 | 2011-08-15 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-06-06 | 2011-08-15 |
| CIBC Global Asset Management (Asia) Limited | Rep | Type 9 - Asset management | 2006-05-09 | 2007-01-18 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2004-07-28 | 2006-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chor Man Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.