Katsumi Yamashita
山下勝美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katsumi Yamashita (山下勝美), a licensed former licensee with CE reference AKV289. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-10-05 | 2005-02-01 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-10-05 | 2005-02-01 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 9 — Asset management | 2004-10-05 | 2006-09-30 |