Hiroyuki Yamada
山田浩幸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiroyuki Yamada (山田浩幸), a licensed former licensee with CE reference ARC144. This person has 3.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-06-27 | 2012-05-25 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-06-27 | 2012-05-25 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 9 - Asset management | 2008-06-27 | 2012-05-25 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Hiroyuki Yamada during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kenneth Pan Lau | Daiwa SB Investments (HK) Limited | 2008–2012 |
| Masaki Takahashi | Daiwa SB Investments (HK) Limited | 2008–2012 |
| Junichi Terashima | Daiwa SB Investments (HK) Limited | 2008–2012 |
| Terry Chun Chiu Wong | Daiwa SB Investments (HK) Limited | 2008–2012 |
| Chor Man Kwok | Daiwa SB Investments (HK) Limited | 2008–2011 |
| Leo Kei Shui Yan | Daiwa SB Investments (HK) Limited | 2008–2011 |
| Chung Kwong Chang | Daiwa SB Investments (HK) Limited | 2008–2011 |
| Po Yee Wong | Daiwa SB Investments (HK) Limited | 2010–2012 |
| Catherine Pui Kwan Shum | Daiwa SB Investments (HK) Limited | 2008–2009 |
| Wing Yin Choi | Daiwa SB Investments (HK) Limited | 2011–2012 |
| Hoi Yan Wong | Daiwa SB Investments (HK) Limited | 2011–2012 |
| Jacqueline Wing-Kay Au | Daiwa SB Investments (HK) Limited | 2011–2012 |
| Kanise Choi Wah Chan | Daiwa SB Investments (HK) Limited | 2009–2010 |
| Chi Hang Lui | Daiwa SB Investments (HK) Limited | 2012 |
| James Ting Kin Lam | Daiwa SB Investments (HK) Limited | 2011 |