Wing Kam Choi
蔡詠琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Kam Choi (蔡詠琴), a licensed former licensee with CE reference AGC912. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-02-13 | 2018-06-02 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-02-13 | 2018-06-02 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-27 | 2018-02-13 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-07-27 | 2018-02-13 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-11-14 | 2017-07-26 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-11-14 | 2017-07-26 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-23 | 2016-11-14 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-09-23 | 2016-11-14 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
RO | Type 9 — Asset management | 2013-02-18 | 2013-09-20 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 9 — Asset management | 2012-12-18 | 2013-02-18 |
| Rayliant Asset Management Limited 銳聯資產管理有限公司 |
RO | Type 9 — Asset management | 2012-02-20 | 2012-11-26 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-16 | 2011-08-20 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-11-16 | 2011-08-20 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-11-16 | 2011-08-20 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-22 | 2011-08-20 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-22 | 2011-08-20 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-06-22 | 2011-08-20 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-06-22 | 2011-08-20 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2009-06-22 | 2011-08-20 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-24 | 2008-09-19 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-06-24 | 2008-09-19 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-07-26 | 2008-01-29 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2008-01-29 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-25 | 2008-01-29 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-06-25 | 2008-01-29 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-08 | 2007-05-11 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-08 | 2007-05-11 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-12-21 | 2007-05-11 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2003-12-30 | 2004-08-12 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-15 | 2004-08-12 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-26 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-26 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-26 |