Shinji Ishimaru
石丸慎司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shinji Ishimaru (石丸慎司), a licensed former licensee with CE reference AZM889. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-19 | 2014-03-03 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-06-19 | 2014-03-03 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 9 — Asset management | 2012-06-19 | 2014-03-03 |