Kai Yun Chen
陳凱筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yun Chen (陳凱筠), CE reference AMJ189. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-15 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-10-15 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-15 | 2021-07-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-15 | 2021-07-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-15 | 2021-07-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2013-11-15 | 2015-03-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-15 | 2015-03-28 |
| Paulson Asia Limited |
Rep | Type 1 — Dealing in securities | 2012-11-14 | 2013-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-08-16 | 2009-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-08-16 | 2009-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-08-16 | 2009-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-08-16 | 2009-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-08-16 | 2009-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-08-16 | 2009-09-28 |