Jamie Ian Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jamie Ian Baker, CE reference BTD377. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-07 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-02 | 2024-03-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2022-11-02 | 2024-03-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2022-11-02 | 2024-03-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2022-11-02 | 2024-03-04 |