Xi Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi Lin (林曦), a licensed Responsible Officer with CE reference BPK764. Currently licensed at 1 firm(s): Orient Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-30 | present |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-30 | present |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 9 - Asset management | 2024-04-30 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 - Asset management | 2023-02-16 | 2024-03-31 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-10 | 2024-03-31 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-10 | 2024-03-31 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-03-10 | 2023-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xi Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.