Jagdeep Singh Ghuman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jagdeep Singh Ghuman, a licensed Responsible Officer with CE reference BNV380. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 9 - Asset management. This person has 3.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RO | Type 9 - Asset management | 2025-02-07 | present |
| Nuveen Hong Kong Limited | Rep | Type 9 - Asset management | 2024-10-10 | 2025-02-07 |
| Nuveen Hong Kong Limited | RO | Type 9 - Asset management | 2019-04-16 | 2020-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jagdeep Singh Ghuman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.