Xunming Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xunming Li (李迅明), a licensed Representative with CE reference BFX730. Currently licensed at 2 firm(s): Roofer Securities Limited, Roofer Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-14 | present |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-14 | present |
| Roofer Asset Management Limited 路華資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-06-14 | present |
| Zhong Shan Asset Management Limited 鍾山資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-08 | 2023-06-05 |
| Zhong Shan Asset Management Limited 鍾山資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-08 | 2023-06-05 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-12 | 2018-04-05 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-31 | 2017-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xunming Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.