Yee Fung Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Fung Yu (余苡蜂), a licensed Responsible Officer with CE reference BAZ969. Currently licensed at 2 firm(s): Tenbase Securities Limited, Ten Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.3 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tenbase Securities Limited 拾貝證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-30 | present |
| Ten Asset Management Limited 壹拾資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-04-15 | present |
| Ten Asset Management Limited 壹拾資產管理有限公司 |
RO | Type 9 - Asset management | 2020-10-14 | present |
| Ten Asset Management Limited 壹拾資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-08-05 | 2020-10-14 |
| Crescendo Greater China Limited 漸進資本(大中華區)有限公司 |
RO | Type 9 - Asset management | 2019-02-15 | 2020-06-16 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-09 | 2019-01-31 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-09 | 2019-01-31 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-09 | 2019-01-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 - Asset management | 2017-09-07 | 2017-10-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-30 | 2017-10-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-30 | 2017-10-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 - Asset management | 2017-06-30 | 2017-09-07 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-03 | 2017-04-17 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-08-03 | 2017-04-17 |
| China System Securities Limited 華信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-02 | 2015-04-01 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 - Asset management | 2013-03-18 | 2013-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Fung Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.