Kam Tong Man
萬錦堂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Tong Man (萬錦堂), CE reference BBL188. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| One Heritage Capital Management Limited 太一資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-11 | 2024-03-31 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
RO | Type 9 — Asset management | 2021-11-11 | 2024-03-31 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-04 | 2021-11-11 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-04 | 2021-11-11 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-19 | 2021-06-30 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-19 | 2021-06-30 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-06 | 2019-08-19 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-06 | 2019-08-19 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-07 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 4 — Advising on securities | 2018-08-07 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-07 | 2018-02-15 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-07 | 2018-02-15 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 — Asset management | 2017-09-07 | 2019-03-29 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-14 | 2017-06-01 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-03-10 | 2017-06-01 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-29 | 2014-01-17 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-29 | 2014-01-17 |