Dane Alan Garrood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dane Alan Garrood, a licensed Responsible Officer with CE reference AZC150. Currently licensed at 1 firm(s): Cohen & Steers Asia Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cohen & Steers Asia Limited | RO | Type 4 - Advising on securities | 2019-07-12 | present |
| Cohen & Steers Asia Limited | RO | Type 9 - Asset management | 2019-07-12 | present |
| Cohen & Steers Asia Limited | Rep | Type 4 - Advising on securities | 2012-12-03 | 2019-07-12 |
| Cohen & Steers Asia Limited | Rep | Type 9 - Asset management | 2012-12-03 | 2019-07-12 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-03-02 | 2012-11-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-03-02 | 2012-11-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dane Alan Garrood during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.