Felix Man Chun Kwok
郭文駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Felix Man Chun Kwok (郭文駿), a licensed former licensee with CE reference AWS974. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lan Asset Management Limited 嵐嘉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-12-12 | 2026-05-04 |
| Lan Asset Management Limited 嵐嘉資產管理有限公司 |
RO | Type 9 — Asset management | 2024-12-12 | 2026-05-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-16 | 2024-03-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2022-12-16 | 2024-03-27 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2022-12-16 | 2024-03-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-21 | 2022-12-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-21 | 2022-12-16 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-21 | 2022-12-16 |
| Mighty Divine Investment Management Limited | RO | Type 9 — Asset management | 2019-04-11 | 2020-01-31 |
| Makto Capital Management Limited | RO | Type 9 — Asset management | 2018-09-18 | 2018-09-28 |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
RO | Type 9 — Asset management | 2018-07-03 | 2018-09-03 |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-05-02 | 2018-07-03 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-22 | 2018-04-20 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-03-22 | 2018-04-20 |
| Epigen Group (Hong Kong) Limited | RO | Type 9 — Asset management | 2016-06-27 | 2017-01-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-01-31 | 2015-04-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-01-31 | 2015-04-18 |