Mohammed Saad Slaoui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mohammed Saad Slaoui, a licensed Responsible Officer with CE reference AYC193. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 14.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | 2020-03-11 | present |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2020-03-11 | present |
| UBS Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2020-03-11 | present |
| UBS Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2020-03-11 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2020-03-11 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2020-03-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-09-20 | 2020-03-11 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-09-20 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-20 | 2020-03-11 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-20 | 2016-12-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mohammed Saad Slaoui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.