Nicholas John Francis Hoar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas John Francis Hoar, a licensed Representative with CE reference AXR713. Currently licensed at 1 firm(s): Asia Pacific Investment Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 11.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2025-09-04 | present |
| Asia Pacific Investment Advisors Limited | Rep | Type 6 - Advising on corporate finance | 2025-09-04 | present |
| Asia Pacific Investment Advisors Limited | Rep | Type 9 - Asset management | 2025-09-04 | present |
| Neuberger Berman Asia Limited | RO | Type 1 - Dealing in securities | 2012-03-21 | 2022-07-29 |
| Neuberger Berman Asia Limited | RO | Type 4 - Advising on securities | 2012-03-21 | 2022-07-29 |
| Neuberger Berman Asia Limited | RO | Type 9 - Asset management | 2012-03-21 | 2012-05-25 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2011-11-28 | 2012-03-21 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2011-11-28 | 2012-03-21 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2011-11-28 | 2012-03-21 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2011-08-25 | 2011-11-25 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2011-08-25 | 2011-11-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas John Francis Hoar during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.