Wing Shan Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Shan Ng (吳頴姍), a licensed Responsible Officer with CE reference AXI704. Currently licensed at 3 firm(s): Fulbright Futures Limited, Fulbright Asset Management Limited, Fulbright Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 15.0 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-12-24 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-12-24 | present |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
RO | Type 9 - Asset management | 2018-09-26 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-15 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-20 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-01-15 | 2018-12-24 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-20 | 2018-12-24 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-05-20 | 2018-09-26 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-10-29 | 2014-05-06 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-18 | 2014-05-06 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-18 | 2014-05-06 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-27 | 2012-08-24 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-27 | 2012-08-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Shan Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.