Ka Hung Kwan
關家雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hung Kwan (關家雄), CE reference AOS250. Currently licensed at 2 firm(s): Fulbright Futures Limited, Fulbright Securities Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-03-09 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-03-09 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-20 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-20 | 2020-03-09 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-27 | 2016-04-30 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-27 | 2016-04-30 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-16 | 2015-08-11 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-16 | 2015-08-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-24 | 2012-03-30 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-24 | 2012-03-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-24 | 2012-03-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-07 | 2008-08-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-21 | 2008-02-20 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-21 | 2008-02-20 |