Kwok Fai Chang
鄭國輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Fai Chang (鄭國輝), a licensed former licensee with CE reference ADA891. Total licence records on file: 36.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 4 — Advising on securities | 2025-01-28 | 2025-06-16 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 9 — Asset management | 2025-01-28 | 2025-06-16 |
| Impeccable Asset Management Limited |
RO | Type 4 — Advising on securities | 2022-04-28 | 2024-04-30 |
| Impeccable Asset Management Limited |
RO | Type 9 — Asset management | 2022-04-28 | 2024-04-30 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-10 | 2020-07-12 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 4 — Advising on securities | 2020-03-10 | 2020-07-12 |
| Le Chiffre Capital Limited 力持資本有限公司 |
RO | Type 9 — Asset management | 2020-03-10 | 2020-07-12 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 4 — Advising on securities | 2018-05-29 | 2019-02-28 |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-11-29 | 2019-02-28 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-11-27 | 2019-02-28 |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-11-27 | 2019-02-28 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
RO | Type 9 — Asset management | 2014-11-27 | 2019-02-28 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-26 | 2014-11-27 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-26 | 2014-11-27 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-26 | 2014-11-27 |
| T G Securities Limited 滙澤證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-16 | 2014-09-18 |
| T G Securities Limited 滙澤證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-10-16 | 2014-09-18 |
| Quantsmile (HK) Limited 量盈(香港)有限公司 |
RO | Type 9 — Asset management | 2013-10-16 | 2014-09-18 |
| T G Securities Limited 滙澤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-06 | 2013-10-16 |
| T G Securities Limited 滙澤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-06 | 2013-10-16 |
| Quantsmile (HK) Limited 量盈(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-08-06 | 2013-10-16 |
| T G Securities Limited 滙澤證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-02-19 | 2013-05-31 |
| T G Securities Limited 滙澤證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-02-19 | 2013-05-31 |
| Quantsmile (HK) Limited 量盈(香港)有限公司 |
RO | Type 9 — Asset management | 2013-02-19 | 2013-05-31 |
| T G Securities Limited 滙澤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-27 | 2013-02-19 |
| T G Securities Limited 滙澤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-27 | 2013-02-19 |
| Quantsmile (HK) Limited 量盈(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-12-27 | 2013-02-19 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
RO | Type 9 — Asset management | 2012-05-15 | 2012-11-23 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-03-21 | 2012-11-23 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-12 | 2012-03-21 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-16 | 2011-08-02 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-16 | 2011-08-02 |
| CMT Advisors Asia Limited | Rep | Type 9 — Asset management | 2008-04-18 | 2009-01-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-20 | 2008-01-29 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-01 | 2008-01-29 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-12 | 2007-10-26 |