Wai Chung Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chung Wong (王瑋中), a licensed Responsible Officer with CE reference AUM604. Currently licensed at 1 firm(s): Nuveen Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RO | Type 1 - Dealing in securities | 2022-06-01 | present |
| Nuveen Hong Kong Limited | RO | Type 4 - Advising on securities | 2022-06-01 | present |
| Nuveen Hong Kong Limited | RO | Type 9 - Asset management | 2022-06-01 | present |
| Nuveen Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-09-26 | 2022-06-01 |
| Nuveen Hong Kong Limited | Rep | Type 4 - Advising on securities | 2018-09-26 | 2022-06-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2017-12-28 | 2018-05-18 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2017-12-28 | 2018-05-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chung Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.