Tingting Zhou

周婷婷
CE No. AUG803 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tingting Zhou (周婷婷), a licensed former licensee with CE reference AUG803. This person has 8.2 years of SFC licence history. Total licence records on file: 10.

Information

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Licence history

FirmRoleRegulated activityFromTo
Pacific Crest Partners Limited
和宸資產管理有限公司
RO Type 9 - Asset management 2024-01-08 2026-04-30
Golden K2 Securities Limited Rep Type 6 - Advising on corporate finance 2020-08-07 2021-06-17
Golden K2 Securities Limited Rep Type 1 - Dealing in securities 2020-07-10 2023-05-10
Maxcess Capital Limited
至成資本有限公司
Rep Type 4 - Advising on securities 2020-07-10 2023-05-10
SDIC Securities (Hong Kong) Limited
國投證券(香港)有限公司
Rep Type 4 - Advising on securities 2018-03-22 2020-07-07
SDIC Securities Corporate Finance (Hong Kong) Limited
國投證券融資(香港)有限公司
Rep Type 6 - Advising on corporate finance 2017-08-21 2018-03-22
SDIC Securities (Hong Kong) Limited
國投證券(香港)有限公司
Rep Type 1 - Dealing in securities 2017-06-26 2020-07-07
China Shenghai Investment Management Limited
中國盛海投資管理有限公司
Rep Type 1 - Dealing in securities 2009-11-30 2009-12-22
China Shenghai Investment Management Limited
中國盛海投資管理有限公司
Rep Type 4 - Advising on securities 2009-11-30 2009-12-22
China Shenghai Investment Management Limited
中國盛海投資管理有限公司
Rep Type 9 - Asset management 2009-11-30 2009-12-22

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tingting Zhou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yi Chun Lu Maxcess Capital Limited 2020–2023
Ling Chan Maxcess Capital Limited 2020–2023
Zhihui Hu Pacific Crest Partners Limited 2024–2026
Xin Qiao Pacific Crest Partners Limited 2024–2026
Shih-Min Hsu Maxcess Capital Limited 2020–2023
Gigi Nin Yen Yang Yue Maxcess Capital Limited 2020–2023
Xiaoxia Su Maxcess Capital Limited 2020–2023
Howard Ho Yuen Ng Maxcess Capital Limited 2021–2023
Sau Kwan Kung Golden K2 Securities Limited 2020–2022
Chu Sheng Hong Maxcess Capital Limited 2021–2023
Tin Chun Daryl Ko Maxcess Capital Limited 2020–2021
Kar Lok Chan SDIC Securities (Hong Kong) Limited 2017–2020
Yu Gao SDIC Securities (Hong Kong) Limited 2017–2020
Xiaochuan Wang SDIC Securities (Hong Kong) Limited 2017–2020
Heng Cao SDIC Securities (Hong Kong) Limited 2017–2020
Yuk Chor Chan SDIC Securities (Hong Kong) Limited 2017–2020
Dick Wai Lai SDIC Securities (Hong Kong) Limited 2017–2020
Yu Wang SDIC Securities (Hong Kong) Limited 2017–2020
Haitao Xu SDIC Securities (Hong Kong) Limited 2017–2020
Ching Shan Yip SDIC Securities (Hong Kong) Limited 2017–2020

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