Ling Chan
陳靈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Chan (陳靈), a licensed former licensee with CE reference AOV587. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-01 | 2025-10-23 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 — Asset management | 2021-02-01 | 2025-10-23 |
| Golden K2 Securities Limited | RO | Type 6 — Advising on corporate finance | 2021-02-01 | 2021-05-03 |
| Golden K2 Securities Limited | Rep | Type 1 — Dealing in securities | 2020-04-15 | 2023-11-28 |
| Golden K2 Securities Limited | Rep | Type 6 — Advising on corporate finance | 2020-04-15 | 2021-02-01 |
| Golden K2 Securities Limited | Rep | Type 1 — Dealing in securities | 2017-11-13 | 2020-02-17 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-13 | 2020-02-17 |
| Golden K2 Securities Limited | Rep | Type 6 — Advising on corporate finance | 2017-11-13 | 2020-02-17 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 — Asset management | 2017-11-13 | 2020-02-17 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-12 | 2017-09-29 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-01-12 | 2017-09-29 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 9 — Asset management | 2017-01-12 | 2017-09-29 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-26 | 2017-01-09 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-01-26 | 2015-07-20 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-26 | 2017-01-09 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2015-01-26 | 2017-01-09 |