Shih-Min Hsu
許詩敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shih-Min Hsu (許詩敏), CE reference BCJ580. Currently licensed at 1 firm(s): Maxcess Capital Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 4 — Advising on securities | 2020-07-08 | present |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 9 — Asset management | 2020-07-08 | present |
| Golden K2 Securities Limited | Rep | Type 1 — Dealing in securities | 2020-07-08 | 2023-11-28 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-12 | 2020-07-08 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 — Asset management | 2020-06-12 | 2020-07-08 |
| BOA Global Asset Management Limited 亞銀環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-07-14 | 2020-05-31 |
| BOA Global Asset Management Limited 亞銀環球資產管理有限公司 |
RO | Type 9 — Asset management | 2017-07-14 | 2020-05-31 |
| QL Asset Management Company Limited |
Rep | Type 1 — Dealing in securities | 2016-06-22 | 2017-06-19 |
| QL Asset Management Company Limited |
Rep | Type 4 — Advising on securities | 2016-06-22 | 2017-06-19 |
| QL Asset Management Company Limited |
Rep | Type 9 — Asset management | 2016-06-22 | 2017-06-19 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 — Advising on securities | 2014-01-29 | 2016-06-15 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2014-01-29 | 2016-06-15 |