Xiaoxia Su
蘇曉霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxia Su (蘇曉霞), a licensed former licensee with CE reference BOI952. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-24 | 2023-07-07 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 — Asset management | 2020-02-24 | 2023-07-07 |
| Golden K2 Securities Limited | Rep | Type 1 — Dealing in securities | 2019-09-04 | 2023-07-07 |