Siu Kei Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kei Ng (吳兆基), a licensed Responsible Officer with CE reference AUD457. Currently licensed at 1 firm(s): Winbull Securities International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 9 - Asset management | 2023-12-04 | present |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-03-31 | present |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-20 | present |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-03-31 | 2023-12-04 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-19 | 2022-12-20 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-19 | 2023-03-31 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-12 | 2022-08-19 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-08-12 | 2022-08-19 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-06 | 2022-08-19 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-03 | 2022-08-19 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-15 | 2018-04-03 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-12-07 | 2017-10-11 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-12 | 2017-10-11 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-22 | 2017-10-11 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-08 | 2016-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kei Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.