Pak Keung Li
李栢強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Keung Li (李栢強), a licensed former licensee with CE reference AAE947. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-02 | 2021-10-05 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-12-18 | 2021-10-05 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-12-18 | 2021-10-05 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 4 — Advising on securities | 2017-10-25 | 2021-10-05 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-12 | 2021-10-05 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-08-28 | 2013-05-25 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-11-05 | 2013-05-25 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 4 — Advising on securities | 2010-11-05 | 2013-05-25 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-17 | 2010-10-23 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-07-09 | 2010-10-23 |
| CSC Financial Services Limited 群益金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-26 | 2010-10-23 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-04 | 2010-10-23 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-05 | 2009-06-04 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-05 | 2009-07-09 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-05 | 2009-07-09 |
| MUSHK Limited | RO | Type 1 — Dealing in securities | 2005-03-19 | 2008-11-01 |
| MUSHK Limited | RO | Type 2 — Dealing in futures contracts | 2005-03-19 | 2008-11-01 |
| MUSHK Limited | RO | Type 4 — Advising on securities | 2005-03-19 | 2008-11-01 |
| MUSHK Limited | RO | Type 5 — Advising on futures contracts | 2005-03-19 | 2008-11-01 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2003-10-24 | 2005-03-19 |
| MUSHK Limited | Rep | Type 2 — Dealing in futures contracts | 2003-10-24 | 2005-03-19 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | 2003-10-24 | 2005-03-19 |
| MUSHK Limited | Rep | Type 5 — Advising on futures contracts | 2003-10-24 | 2005-03-19 |