Gerald Chi Shing Yip
葉志誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerald Chi Shing Yip (葉志誠), a licensed former licensee with CE reference AEJ197. This person has 17.9 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-09-27 | 2026-07-30 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-09-27 | 2026-07-30 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 4 - Advising on securities | 2018-10-16 | 2026-07-30 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-26 | 2018-10-16 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-06 | 2026-07-30 |
| ABN AMRO Financial Products Limited | RO | Type 1 - Dealing in securities | 2006-10-25 | 2014-07-11 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-08-15 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-08-15 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-15 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gerald Chi Shing Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.