Gerald Chi Shing Yip
葉志誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerald Chi Shing Yip (葉志誠), a licensed Responsible Officer with CE reference AEJ197. Currently licensed at 1 firm(s): Forthright Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-09-27 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-09-27 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 4 - Advising on securities | 2018-10-16 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-06 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-26 | 2018-10-16 |
| ABN AMRO Financial Products Limited |
RO | Type 1 - Dealing in securities | 2006-10-25 | 2014-07-11 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | present | 2003-08-15 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 |
RO | Type 4 - Advising on securities | present | 2003-08-15 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2003-08-15 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 |
RO | Type 9 - Asset management | present | 2003-08-15 |