Gerald Chi Shing Yip
葉志誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerald Chi Shing Yip (葉志誠), CE reference AEJ197. Currently licensed at 1 firm(s): Forthright Securities Company Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-27 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-09-27 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 4 — Advising on securities | 2018-10-16 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-06 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-26 | 2018-10-16 |
| ABN AMRO Financial Products Limited |
RO | Type 1 — Dealing in securities | 2006-10-25 | 2014-07-11 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-08-15 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-15 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-15 |
| M & A Securities (HK) Limited 合盈證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-08-15 |