Kin Ying Ng
吳健瑛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Ying Ng (吳健瑛), a licensed former licensee with CE reference AFU582. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-24 | 2025-02-03 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-11-07 | 2024-04-20 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-11-07 | 2024-04-20 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 4 — Advising on securities | 2018-10-15 | 2024-04-20 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-26 | 2018-10-15 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-23 | 2024-04-20 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-09 | 2017-11-23 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-16 | 2016-04-23 |
| Gong Ping Futures Limited 公平期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-16 | 2016-04-23 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-29 | 2013-05-04 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-02 | 2013-05-04 |