Wai Kwok Chim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwok Chim (詹偉國), a licensed Responsible Officer with CE reference ANX997. Currently licensed at 1 firm(s): Forthright Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 19.1 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-28 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 4 - Advising on securities | 2023-09-28 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-03-27 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-03-27 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-06 | 2023-09-28 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-06 | 2023-09-28 |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-11-16 | 2018-05-31 |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-11-28 | 2018-05-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-10 | 2018-05-31 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-10 | 2014-11-28 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-11 | 2010-12-31 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-11 | 2010-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kwok Chim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.