Tak Yen Chow
周得賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Yen Chow (周得賢), a licensed former licensee with CE reference ASE465. This person has 2.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-05 | 2011-11-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-05 | 2011-11-02 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2008-12-23 | 2011-08-12 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2008-12-23 | 2011-08-12 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2008-12-23 | 2011-08-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Yen Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.