Sue Ching Chong
張素菁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sue Ching Chong (張素菁), a licensed former licensee with CE reference AQN999. This person has 14.9 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-12-07 | 2024-05-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-11-09 | 2024-05-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-11-09 | 2023-08-14 |
| TCA Investments (Hong Kong) Limited 嘉建資本投資有限公司 |
RO | Type 4 - Advising on securities | 2019-10-15 | 2021-10-10 |
| TCA Investments (Hong Kong) Limited 嘉建資本投資有限公司 |
RO | Type 9 - Asset management | 2019-10-15 | 2021-10-10 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-24 | 2018-10-22 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 4 - Advising on securities | 2017-11-24 | 2018-10-22 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 9 - Asset management | 2017-11-24 | 2018-10-22 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-05 | 2017-11-24 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-05 | 2017-11-24 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2014-09-05 | 2017-11-24 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2008-04-23 | 2014-07-01 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2008-04-23 | 2014-07-01 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2008-04-23 | 2014-07-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-28 | 2008-04-08 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-28 | 2008-04-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sue Ching Chong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.