Chrisie Wai Sze Ma
馬慧詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chrisie Wai Sze Ma (馬慧詩), a licensed former licensee with CE reference ATW866. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-28 | 2013-10-25 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-28 | 2013-10-25 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-11-28 | 2013-10-25 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2012-11-28 | 2013-10-25 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-12 | 2013-10-25 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-12 | 2013-10-25 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2009-09-30 | 2011-06-10 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2009-09-30 | 2011-06-10 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2009-09-30 | 2011-06-10 |