Wai Ying Louie
雷慧瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ying Louie (雷慧瑩), a licensed former licensee with CE reference ARI453. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2008-07-21 | 2012-09-01 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2008-07-21 | 2012-09-01 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2008-07-21 | 2012-09-01 |