Christopher Michael Adrian Gunns
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Michael Adrian Gunns ( ), a licensed former licensee with CE reference APC679. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-12 | 2015-11-22 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-03-12 | 2015-11-22 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2010-02-17 | 2011-06-24 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2010-02-17 | 2011-06-24 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2010-02-17 | 2011-06-24 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-06-21 | 2008-11-14 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-06-21 | 2008-11-14 |