Calliea Pan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Calliea Pan ( ), a licensed former licensee with CE reference AWZ809. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2011-03-21 | 2013-10-16 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2011-03-21 | 2013-10-16 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2011-03-21 | 2013-10-16 |