Tak Fat Chin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Fat Chin (錢德發), a licensed Responsible Officer with CE reference ASD647. Currently licensed at 1 firm(s): ZH SECURITIES LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-02-16 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-01 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 - Advising on securities | 2021-11-01 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 - Asset management | 2021-11-01 | present |
| Yee Tai Asset Management Limited | RO | Type 4 - Advising on securities | 2021-03-01 | 2021-10-31 |
| Yee Tai Asset Management Limited | RO | Type 9 - Asset management | 2021-03-01 | 2021-10-31 |
| N Plus Capital Limited | RO | Type 4 - Advising on securities | 2018-03-08 | 2021-02-28 |
| N Plus Capital Limited | RO | Type 9 - Asset management | 2018-03-08 | 2021-02-28 |
| TOP GEAR ASSET MANAGEMENT COMPANY LIMITED 領馳資產管理有限公司 |
RO | Type 9 - Asset management | 2016-09-15 | 2017-08-24 |
| Prunus Capital Management Limited 清友資本管理有限公司 |
RO | Type 9 - Asset management | 2015-05-12 | 2016-03-31 |
| Yong Rong (HK) Asset Management Limited 涌容(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2014-08-04 | 2015-03-31 |
| Yong Rong (HK) Asset Management Limited 涌容(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-01-17 | 2014-08-04 |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-10-19 | 2013-12-27 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-21 | 2013-12-27 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-08-21 | 2012-10-19 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-07-05 | 2012-07-25 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-10 | 2012-07-25 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-26 | 2012-07-05 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-12-10 | 2010-05-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Fat Chin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.