Chi Leung Lam
林志良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Leung Lam (林志良), a licensed former licensee with CE reference ATH756. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-01 | 2022-12-30 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-01 | 2022-12-30 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-01 | 2022-12-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-20 | 2013-07-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-02-20 | 2013-07-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-21 | 2013-07-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-21 | 2013-07-31 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-27 | 2012-09-09 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-27 | 2012-09-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-06 | 2010-07-09 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-06 | 2010-07-09 |