Thomas Yaw Fay Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Yaw Fay Tang (鄧耀輝), a licensed Responsible Officer with CE reference ARH348. Currently licensed at 1 firm(s): Kai Yin Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.2 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 9 - Asset management | 2024-08-28 | present |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-13 | present |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 4 - Advising on securities | 2023-10-13 | present |
| Kai Yin Securities Limited 凱銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-06 | 2023-10-13 |
| Vico Capital Limited 維高資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-16 | 2023-01-11 |
| Vico Capital Limited 維高資本有限公司 |
RO | Type 4 - Advising on securities | 2019-05-16 | 2023-06-27 |
| Vico Capital Limited 維高資本有限公司 |
RO | Type 9 - Asset management | 2019-05-16 | 2023-06-27 |
| Old Peak Capital Limited 山頂資本有限公司 |
RO | Type 4 - Advising on securities | 2017-04-12 | 2019-01-07 |
| Old Peak Capital Limited 山頂資本有限公司 |
RO | Type 9 - Asset management | 2017-04-12 | 2019-01-07 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-13 | 2017-03-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 4 - Advising on securities | 2016-12-13 | 2017-03-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 9 - Asset management | 2016-12-13 | 2017-03-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-28 | 2016-12-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-28 | 2016-12-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 - Asset management | 2015-08-28 | 2016-12-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-07 | 2014-11-19 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-07 | 2014-11-19 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 - Asset management | 2012-05-07 | 2014-11-19 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-09 | 2012-04-14 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-15 | 2012-04-14 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-30 | 2009-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Yaw Fay Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.