Juliana Wang Key Lam
林宏姬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juliana Wang Key Lam (林宏姬), a licensed former licensee with CE reference AHK937. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YWL Asset Management Limited 裕威龍資產管理有限公司 |
RO | Type 9 — Asset management | 2019-09-11 | 2022-03-07 |
| SynerWealth Asset Management Limited 匯心資產管理有限公司 |
RO | Type 9 — Asset management | 2018-01-18 | 2018-08-31 |
| Wealth Management Cube Limited 富方投資平台有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-10 | 2016-10-31 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 4 — Advising on securities | 2013-08-06 | 2015-06-30 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 9 — Asset management | 2013-08-06 | 2015-06-30 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-02 | 2015-06-30 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2013-08-06 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2013-08-06 |