Katherine Ka Ki Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Ka Ki Wan (溫嘉祺), a licensed Responsible Officer with CE reference APY872. Currently licensed at 1 firm(s): Protium Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.4 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Protium Capital Limited 寧遠資本有限公司 |
RO | Type 4 - Advising on securities | 2024-05-03 | present |
| Protium Capital Limited 寧遠資本有限公司 |
RO | Type 9 - Asset management | 2024-05-03 | present |
| Protium Capital Limited 寧遠資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-28 | 2024-05-03 |
| Protium Capital Limited 寧遠資本有限公司 |
Rep | Type 9 - Asset management | 2024-03-28 | 2024-05-03 |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-17 | 2023-08-14 |
| Hua Liang Asset Management Limited 華量資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-11-17 | 2023-08-14 |
| Hua Liang Asset Management Limited 華量資產管理有限公司 |
RO | Type 9 - Asset management | 2020-11-17 | 2023-08-14 |
| Blue Ocean Asset Management Limited 藍海資產管理有限公司 |
RO | Type 9 - Asset management | 2015-09-09 | 2020-09-30 |
| Aspen Crest Partners (HK) Limited | RO | Type 9 - Asset management | 2013-09-27 | 2014-01-31 |
| Aspen Crest Partners (HK) Limited | Rep | Type 9 - Asset management | 2013-07-02 | 2013-09-27 |
| China Value Investment Limited 中國價值投資有限公司 |
RO | Type 9 - Asset management | 2008-09-29 | 2011-02-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-11-05 | 2008-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine Ka Ki Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.