Dennis Ching-Ee Lim
林經繹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Ching-Ee Lim (林經繹), CE reference ALK688. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Overlook Investments Limited | Rep | Type 9 — Asset management | 2015-06-29 | 2016-10-28 |
| Aspen Crest Partners (HK) Limited | RO | Type 9 — Asset management | 2013-01-03 | 2014-12-31 |
| Owl Creek Hong Kong Limited | Rep | Type 9 — Asset management | 2011-05-20 | 2012-12-31 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2010-04-26 | 2010-07-23 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-09 | 2010-07-23 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-09 | 2010-07-23 |
| Horizon Capital Management and Research Limited |
Rep | Type 4 — Advising on securities | 2006-03-01 | 2008-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-11 | 2005-12-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-11-11 | 2005-12-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-11 | 2005-12-22 |