Yu Chuan Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Chuan Lee, CE reference AGH978. Currently licensed at 1 firm(s): Infinity Asset Management Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infinity Asset Management Limited 天恒資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-07-15 | present |
| VSFG Asset Management Limited 意博資產管理有限公司 |
RO | Type 9 — Asset management | 2024-02-08 | 2024-04-30 |
| VSFG Asset Management Limited 意博資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-12-19 | 2024-02-08 |
| ROCIM Limited | RO | Type 9 — Asset management | 2018-08-22 | 2020-10-05 |
| Aspen Crest Partners (HK) Limited | RO | Type 9 — Asset management | 2013-01-03 | 2015-05-22 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-10-06 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-10-06 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-06 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-06 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-06 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-24 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-06 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-24 |