Raymond Shing Lok Lau
劉承洛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Shing Lok Lau (劉承洛), CE reference AND553. Currently licensed at 2 firm(s): Hua Liang Securities Limited, Hua Liang Asset Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-07 | present |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-07 | present |
| Hua Liang Asset Management Limited 華量資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-07 | present |
| Amto Capital Management Limited 安拓資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-12 | 2022-08-31 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-01 | 2006-06-01 |