Yue Wang
王悅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Wang (王悅), a licensed former licensee with CE reference APL764. This person has 14.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 1 - Dealing in securities | 2022-08-02 | 2024-07-15 |
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 4 - Advising on securities | 2022-08-02 | 2024-07-15 |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 1 - Dealing in securities | 2022-05-12 | 2022-08-02 |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 4 - Advising on securities | 2022-05-12 | 2022-08-02 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-27 | 2022-03-24 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2019-08-27 | 2022-03-24 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-19 | 2022-03-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-01-14 | 2016-03-25 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-08 | 2012-11-23 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-08 | 2012-11-23 |
| FRM Hong Kong Limited |
Rep | Type 1 - Dealing in securities | 2010-07-07 | 2012-07-30 |
| FRM Hong Kong Limited |
Rep | Type 9 - Asset management | 2010-07-07 | 2012-07-30 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-24 | 2009-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yue Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yoonbum Park | PIMCO Asia Limited | 2016–2022 |
| Jung Park | PIMCO Asia Limited | 2016–2022 |
| Wing Ting Lee | PIMCO Asia Limited | 2016–2022 |
| Janghan Son | PIMCO Asia Limited | 2016–2022 |
| Hsing-Ju Hsieh | PIMCO Asia Limited | 2016–2022 |
| Chia Chih Tang | PIMCO Asia Limited | 2016–2022 |
| Jing Zhang | PIMCO Asia Limited | 2016–2021 |
| Hon Man Lam | PIMCO Asia Limited | 2017–2022 |
| Young Yoon Kim | PIMCO Asia Limited | 2017–2022 |
| Haining Yin | PIMCO Asia Limited | 2016–2021 |
| Li He | PIMCO Asia Limited | 2017–2022 |
| Mark Richard Kiesel | PIMCO Asia Limited | 2016–2022 |
| Thibault Christian Stracke | PIMCO Asia Limited | 2016–2022 |
| Margaux Joy Engelbrecht | FRM Hong Kong Limited | 2010–2012 |
| Marc Michael Fisher | FRM Hong Kong Limited | 2010–2012 |
| Katrina Yuet Ming Kong | FRM Hong Kong Limited | 2010–2012 |
| Clive Richard Peggram | FRM Hong Kong Limited | 2010–2012 |
| Kwang Soo Kang | PIMCO Asia Limited | 2018–2022 |
| Kimberley Grace Korinke | PIMCO Asia Limited | 2017–2021 |
| Stephen Koon Bong Chang | PIMCO Asia Limited | 2018–2022 |