Clive Richard Peggram
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clive Richard Peggram ( ), a licensed former licensee with CE reference ARW930. This person has 3.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FRM Hong Kong Limited |
RO | Type 1 - Dealing in securities | 2009-08-18 | 2012-07-30 |
| FRM Hong Kong Limited |
RO | Type 9 - Asset management | 2009-08-18 | 2012-07-30 |
| FRM Hong Kong Limited |
Rep | Type 1 - Dealing in securities | 2009-01-12 | 2009-08-18 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Clive Richard Peggram during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Margaux Joy Engelbrecht | FRM Hong Kong Limited | 2009–2012 |
| Katrina Yuet Ming Kong | FRM Hong Kong Limited | 2009–2012 |
| Patric Michel Wynne de Gentile-Williams | FRM Hong Kong Limited | 2009–2012 |
| Marc Michael Fisher | FRM Hong Kong Limited | 2010–2012 |
| Yue Wang | FRM Hong Kong Limited | 2010–2012 |
| Robin Malcolm Duxfield | FRM Hong Kong Limited | 2009–2010 |
| King Lun Au | FRM Hong Kong Limited | 2009–2010 |
| Neil Lawrence Mason | FRM Hong Kong Limited | 2009–2010 |
| Sik Meng Pang | FRM Hong Kong Limited | 2010–2011 |
| Lindsay Sarah Jones | FRM Hong Kong Limited | 2009 |
| Paul Fraser Dunning | FRM Hong Kong Limited | 2009 |