Katrina Yuet Ming Kong
江月明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katrina Yuet Ming Kong (江月明), CE reference AOD249. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FRM Hong Kong Limited |
Rep | Type 9 — Asset management | 2009-01-09 | 2012-07-30 |
| FRM Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-08-26 | 2012-07-30 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-02 | 2008-06-11 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-08-02 | 2008-06-11 |