Justin Sai Yip Ng
吳世業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Justin Sai Yip Ng (吳世業), a licensed former licensee with CE reference APL249. This person has 6.9 years of SFC licence history. Total licence records on file: 13.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-20 | 2023-10-04 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-20 | 2023-10-04 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 - Asset management | 2022-04-20 | 2023-10-04 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-12 | 2022-03-09 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-12 | 2022-03-09 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-11-12 | 2022-03-09 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-17 | 2021-09-10 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-17 | 2021-09-10 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-02-17 | 2021-09-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2009-09-24 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-28 | 2012-05-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-08-27 | 2009-07-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Justin Sai Yip Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.